Posted by UnitedAtlantic | foreign advisers, investment adviser, investment adviser registration, UK financial professionals
The following is a summary of some of the considerations United Kingdom-based financial professionals may have when registering as an… Continue reading Registering United Kingdom-Based Investment Advisers in the United States
Read MorePosted by UnitedAtlantic | foreign advisers, investment adviser, UK financial professionals
Next week United Atlantic Legal Services will be sharing our whitepaper on Registering United Kingdom-Based Investment Advisers in the United… Continue reading United Kingdom Investment Advisers
Read MorePosted by UnitedAtlantic | investment adviser, investment adviser registration
The following is a summary of what some of the investment adviser registration process may look like. Every client and… Continue reading 5 Steps to Registering as an Investment Adviser
Read MorePosted by UnitedAtlantic | general, investment adviser
Why United Atlantic Legal Services? Your Problems, Our Solutions United Atlantic Legal Services works exclusively with investment advisers in the… Continue reading Why United Atlantic Legal Services
Read MorePosted by UnitedAtlantic | investment adviser, service provider due diligence
The following is a summary of a proposed rule not yet effective. The proposed rule, if adopted, may impact investment… Continue reading Where We Are Heading – Investment Adviser Oversight of Certain Service Providers
Read MorePosted by UnitedAtlantic | FinProLaw, investment adviser
Today United Atlantic Legal Service invites FinProLaw to discuss the Investment Advisers Act of 1940. The Investment Advisers Act of… Continue reading The Investment Advisers Act of 1940
Read MorePosted by UnitedAtlantic | general, investment adviser
Who is United Atlantic Legal Services? United Atlantic Legal Services works exclusively with investment advisers in the United States and… Continue reading Welcome to United Atlantic Legal Services
Read MorePosted by UnitedAtlantic | investment adviser, investment adviser registration
The following is a summary of what the investment adviser registration process may look like. Every client and registration is… Continue reading The Adviser Launch Process
Read MorePosted by UnitedAtlantic | acquisition due diligence, investment adviser
The following is a summary of what some of the investment adviser acquisition due diligence process may look like. Every… Continue reading The Adviser Assessment System
Read MorePosted by UnitedAtlantic | Chief Compliance Officer, FinProLaw, investment adviser
FinProLaw is back and ready to discuss one of the cornerstones of what it means to be an investment adviser:… Continue reading The Cornerstone of Trust: Understanding the Investment Adviser’s Duty of Loyalty
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