Posted by UnitedAtlantic | securities and exchange commission
The Securities and Exchange Commission (SEC) recently published its Registered Fund Statistics Report for the period ending September 2023. This… Continue reading Key Findings from the SEC’s Registered Fund Statistics Report (April 2024)
Read MorePosted by UnitedAtlantic | financial conduct authority
In April 2024, the Financial Conduct Authority (FCA) issued a Final Notice against Link Fund Solutions Limited (Link) for failing… Continue reading FCA Orders Link Fund Solutions to Pay £230 Million in Restitution
Read MorePosted by UnitedAtlantic | securities and exchange commission
In April 2024, the Securities and Exchange Commission (SEC) imposed a $6.5 million penalty on Senvest Management, LLC, a registered… Continue reading SEC Fines Senvest Management for Recordkeeping and Compliance Failures
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